 | Apophony: Encyclopedia - Apophony
Apophony
This article is about Apophony as a general linguistic term. For Ablaut in a specifically Indo-European context, see Indo-European ablaut.
In linguistics, apophony (also ablaut, gradation, alternation, internal modification, stem modification, stem alternation, replacive morphology, stem mutation, internal inflection) is the alternation of sounds within a word that indicates grammatical information (often inflectional).
Apophony - Description
Apophony is exemplified in English as the internal vowel alternations that produce such related words as
- sing, sang, sung, song
- rise, raise
- bind, band
- goose, geese
The difference in these vowels marks variously a difference in tense or aspect (e.g. sing/sang/sung), transitivity (rise/raise), part of speech (sing/song, bind/band), or grammatical number (goose/geese).
Similarly, there are consonant alternations which are also used grammatically:
- belief, believe
- house (noun), house (verb) (phonetically: [haʊs] (noun), [haʊz] (verb))
That these sound alternations function grammatically can be seen as they are often equivalent to grammatical suffixes (an external modification). Compare the following:
| Present Tense |
Past Tense |
| jump |
jumped |
| sing |
sang |
| Singular |
Plural |
| book |
books |
| goose |
geese |
The vowel change from i to a indicates the past tense in the word sing just as the past tense is indicated on the verb jump with the past tense suffix -ed. The plural suffix -s on the word books has the same grammatical function as the vowel alternation ee (from oo) in the word geese.
Most instances of apophony develop historically from changes due to phonological assimilation that are later grammaticalized (or morphologized) when the environment causing the assimilation is lost. Such is the case with English goose/geese and belief/believe.
Indo-European ablaut, Consonant mutation, references for ablaut, Nonconcatenative morphology, Morphology (linguistics)
Apophony - Types of apophony
Apophony may involve various types of alternations, including vowels, consonants, prosodic elements (such as tone, syllable length), and even smaller features, such as nasality (on vowels).
The sound alternations may be used inflectionally or derivationally. The particular function of a given alternation will depend on the language.
Apophony - Vowel apophony ablaut
Apophony often involves vowels. Indo-European ablaut (also commonly called Indo-European vowel gradation) is very well known. The English example previously cited above demonstrates vowel ablaut. Another example is from Dinka:
| Singular |
Plural |
gloss |
vowel alternation |
| dom |
dum |
'field/fields' |
(o-u) |
| kat |
kɛt |
'frame/frames' |
(a-ɛ) |
(Bauer 2003:35)
The vowel alternation may involve more than just a change in vowel quality. In Athabascan languages, such as Navajo, verbs have series of stems where the vowel alternates (sometimes with an added suffix) indicating a different tense-aspect. Navajo vowel ablaut, depending on the verb, may be a change in vowel, vowel length, nasality, and/or tone. For example, the verb stem -kaah/-ką́ "to handle an open container" has a total of 16 combinations of the 5 modes and 4 aspects, resulting in 7 different verb stem forms (i.e. -kaah, -kááh, -kaał, -kááł, -ka’, -ká, -ką́).
Another verb stem -géésh/-gizh "to cut" has a different set of alternations and mode-aspect combinations, resulting in 3 different forms (i.e. -géésh, -gizh, -gish):
Apophony - Prosodic apophony
Various prosodic elements, such as tone, syllable length, and stress, may be found in alternations. For example, Vietnamese has the following tone alternations which are used grammatically:
| |
tone alternation |
| đây "here" |
đấy "there" |
(ngang tone-sắc tone) |
| bây giờ "now" |
bấy giờ "then" |
(ngang tone-sắc tone) |
| kia "there" |
kìa "yonder" |
(ngang tone-huyền tone) |
| cứng "hard" |
cửng "(to) have erection" |
(sắc tone-hỏi tone) |
(Nguyễn 1997:42-44)
Albanian uses different vowel lengths to indicate number and grammatical gender on nouns:
| [ɡuːr] "stone" |
[ɡur] "stones" |
| [dy] "two (masculine)" |
[dyː] "two (feminine)" |
(Asher 1994:1719)
English has alternating stress patterns that indicate whether related words are nouns (first syllable stressed) or verbs (second syllable stressed):
| noun |
verb |
| éxport |
expórt |
| ínsult |
insúlt |
| pérmit |
permít |
| cónvict |
convíct |
Prosodic alternations are sometimes analyzed as not as a type of apophony but rather as prosodic affixes, which are known, variously, as suprafixes, superfixes, or simulfixes.
Apophony - Consonant apophony mutation
Consonant alternation is commonly known as consonant mutation. Bemba indicates causative verbs through alternation of the stem-final consonant. Here the alternation involves spirantization and palatalization:
| Intransitive Verb |
Causative Verb |
| luba "to be lost" |
lufya "to cause to be lost" |
| koma "to be deaf" |
komya "to cause to be deaf" |
| pona "to fall" |
ponya "to cause to fall" |
| enda "to walk" |
ensha "to cause to walk" |
| lunga "to hunt" |
lunsha "to cause to hunt" |
| kula "to grow" |
kusha "to cause to grow" |
(Kula 2000:174)
Celtic languages are well-known for their initial consonant mutations.
Apophony - Vowel alternation in Indo-European
In Indo-European linguistics, ablaut is the vowel alternation that produces such related words as sing, sang, sung, and song. The difference in the vowels results from the alternation (in the Proto-Indo-European language) of the vowel e with the vowel o or with no vowel. For a more detailed explanation see Indo-European ablaut.
To cite a few other examples of Indo-European ablaut, English has a certain class of verbs (i.e. strong verbs) in which the vowel changes to indicate a different grammatical tense-aspect.
| Infinitive |
Preterite |
Past
Participle |
vowel alternation |
| swim |
swam |
swum |
(i-a-u)
phonetically: [ɪ-æ-ʌ] |
| fall |
fell |
fallen |
(a-e-a)
phonetically: [ɔ-ɛ-ɔ] |
| drive |
drove |
driven |
(i-o-i)
phonetically: [aɪ-o-ɪ] |
As the examples above show, a change in the vowel of the verb stem creates a different verb form. (Note that some of the verbs also have a suffix in the past participle form.) (See also English grammar: Irregular verbs.) For a more detailed explanation of how strong verbs are formed in English and related languages, see West Germanic strong verb.
In Indo-European linguistics, umlaut is the vowel alternation that produces such related words as foot and feet or tell and told. The difference in the vowels results from the influence (in Proto-Germanic or a later Germanic language) of an i or y (which has since been lost) on the vowel which (in these examples) becomes e. For a more detailed explanation see Germanic umlaut or I-mutation.
To cite another example of umlaut, some English weak verbs show umlaut in the present tense.
| Infinitive |
Preterite
Past Participle |
vowel alternation |
| bring |
brought |
(i-ou)
phonetically: [ɪ-ɔ] |
A-mutation and U-mutation are processes analogous to umlaut but involving the influence of an a (or other non-high vowel) or u respectively instead of an i.
Note that in Indo-European historical linguistics the terms ablaut and umlaut refer to different phenomena. They are not interchangeable. The same terms are also used in linguistics to generally refer to analogous processes as described in the ablaut vs. umlaut section below.
Apophony - Apophony vs. transfixation root-and-pattern
The nonconcatenative root-and-pattern morphology of the Afro-Asiatic languages is sometimes described in terms of apophony. The alternation patterns in many of these languages is quite extensive involving vowels and consonant gemination (i.e. doubled consonants). The alternations below are of Modern Standard Arabic (the symbol < ː > indicates gemination on the preceding consonant):
| word |
gloss |
alternation pattern |
| katab |
"to write" |
(a - a) |
| kataba |
"he wrote" |
(a - a - a) |
| kaatab |
"to correspond with" |
(aa - a) |
| kattab |
"to cause to write" |
(a - ːa) |
| kuttib |
"to be caused to write" |
(u - ːi) |
| kitaab |
"book" |
(i - aa) |
| kutub |
"books" |
(u - u) |
| kaatib |
"writer" |
(aa - i) |
| kuttaab |
"writers" |
(u - ːaa) |
For other examples, see archaic plurals in Amharic, Broken plural.
Other analyses of these languages consider the patterns not to be sound alternations, but rather discontinuous roots with discontinuous affixes, known as transfixes (also simulfixes or suprafixes). Some theoretical perspectives call up the notion of morphological templates or morpheme "skeletons".
Note that it would also be possible to analyze English in this way as well, where the alternation of goose/geese could be explained as a basic discontinuous root g-se that is filled out with an infix -oo- "(singular)" or -ee- "(plural)". Many would consider this type of analysis for English to be less desirable as this type of infixal morphology is not very prevalent throughout English and the morphemes -oo- and -ee- would be exceedingly rare.
Apophony - Replacive morphemes & apophony
Another analytical perspective on sound alternations treats the phenomena not as merely alternation but rather a "replacive" morpheme that replaces part of a word. In this analysis, the alternation between goose/geese may be thought of as goose being the basic form where -ee- is a replacive morpheme that is substituted for oo.
goose → g-ee-se
This usage of the term morpheme (which is actually describing a replacement process, and not a true morpheme), however, is more in keeping with Item-and-Process models of morphology instead of Item-and-Arrangement models. (See Morphology (linguistics) for further discussion of morphological models.)
Apophony - Ablaut vs. umlaut
The Germanic scholars who coined the terms ablaut and umlaut in the 19th century used them to distinguish two types of vowel alternation patterns with differing origins and differing reflexes in the modern languages. In this usage, umlaut is a specific case of vowel alternation that has developed from a historical instance of regressive vowel harmony. Indo-European ablaut is a different vowel alternation of uncertain origin. The synchronic distinction lies in the fact that Germanic umlaut always involves vowel fronting; it is a regular system, whereas in the modern languages ablaut appears to have no regularity.
This traditional distinction is retained by historical linguists, and is particularly important in the context of Indo-European diachronic studies. It is rather less important for synchronic studies, where for most purposes the vowel alternation in foot/feet is analogous to that in sing/sang/sung. However, the regularity of Germanic umlaut means that this distinction remains standard in textbooks for learners of German, Dutch and Scandinavian languages.
Later linguists have broadened the meaning of ablaut to refer to vowel alternation generally, and of umlaut to refer also to other types and instances of regressive vowel harmony. When the terminology is used in this more inclusive way, umlaut is considered a sub-set of ablaut. Ambiguity can of course be avoided by using alternative terms (apophany, gradation, alternation, internal modification) for the broader sense of the word.
Apophony - Ablaut-motivated compounding
Ablaut reduplication or ablaut-motivated compounding is a type of word formation of "expressives" in English (such as onomatopoeia). Examples of these include:
- tick-tock
- criss-cross
- cling-clang
- snip-snap
Here the words are formed by a reduplication of a base and an alternation of the internal vowel. (See English reduplication).
See also
- Indo-European ablaut
- Consonant mutation
- references for ablaut
- Nonconcatenative morphology
- Morphology (linguistics)
Apophony - Bibliography
- Asher, R. E. (Ed.). (1994). The Encyclopedia of language and linguistics. Oxford: Pergamon Press. ISBN 0-0803-5943-4.
- Bauer, Laurie. (2003). Introducing linguistic morphology (2nd ed.). Washington, D.C.: Georgetown University Press.
- Bauer, Laurie. (2004). A glossary of morphology. Washington, D.C.: Georgetown University Press.
- Haspelmath, Martin. (2002). Understanding morphology. London: Arnold.
- Kula, Nancy C. (2000). The phonology/morphology interface: Consonant mutations in Bemba. In H. de Hoop & T. van der Wouden (Eds.), Linguistics in the Netherlands 2000 (pp. 171-183). Amsterdam: John Benjamins.
- Nguyễn, Đình-Hoà. (1997). Vietnamese: Tiếng Việt không son phấn. Amsterdam: John Benjamins Publishing Company. ISBN 1-55619-733-0.
- Sapir, Edward. (1921). Language: An introduction to the study of speech. New York: Harcourt, Brace & Co.
- Spencer, Andrew; & Zwicky, Arnold M. (Eds.). (1998). The handbook of morphology. Oxford: Blackwell.
- Young, Robert W., & Morgan, William, Sr. (1987). The Navajo language: A grammar and colloquial dictionary (rev. ed.). Albuquerque: University of New Mexico Press. ISBN 0-8263-1014-1.
Category: Linguistic morphology
Other related archivesA-mutation, Afro-Asiatic languages, Albanian, Athabascan, Bemba, Broken plural, Celtic languages, Consonant mutation, Dinka, English, English grammar: Irregular verbs, English reduplication, Germanic umlaut, I-mutation, Indo-European, Indo-European ablaut, Linguistic morphology, Modern Standard Arabic, Morphology (linguistics), Navajo, Nonconcatenative morphology, Proto-Germanic, Proto-Indo-European language, U-mutation, Vietnamese, West Germanic strong verb, affixes, archaic plurals in Amharic, aspect, assimilation, causative, consonant mutation, consonants, derivationally, diachronic, gemination, grammatical gender, grammatical number, grammaticalized, infix, inflectional, inflectionally, linguistics, morpheme, morphological, nasality, nonconcatenative, onomatopoeia, palatalization, part of speech, past participle, phonological, prosodic, reduplication, references for ablaut, stress, strong verbs, suffix, suffixes, syllable length, synchronic, templates, tense, tone, transitivity, umlaut, verbs, vowel, vowel harmony, vowel length, vowels, weak verbs
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