Caliph: Encyclopedia II - Caliph - Origins of the caliphate

Caliph - Origins of the caliphate

Most academic scholars agree that Muhammad had not explicitly established how the Muslim community was to be governed after his death. Two questions faced these early Muslims: who was to succeed Muhammad, and what sort of authority he was to exercise.

Caliph - Succession to Muhammad

Fred Donner, in his book The Early Islamic Conquests (1981), argues that the standard Arabian practice at the time was for the prominent men of a kinship group, or tribe, to gather after a leader's death and choose a leader from amongst themselves. There was no specified procedure for this shura, or consultation. Candidates were usually from the same lineage as the deceased leader, but they were not necessarily his sons. Capable men who would lead well were preferred over an ineffectual direct heir. Muhammad, if he considered the matter of succession at all, would possibly have thought that the standard procedure would apply.

This is also the argument advanced by Sunni Muslims, who believe that Muhammad's lieutenant Abu Bakr was chosen by the community and that this was the proper procedure. They further argue that a caliph is ideally chosen by election or community consensus, even though the caliphate soon became a hereditary office, or the prize of the strongest general.

Shi'a Muslims disagree. They believe that Muhammad had given many indications that he considered Ali ibn Abi Talib, his cousin and son-in-law, as his chosen successor. They say that Abu Bakr seized power by force and trickery. All caliphs other than Ali were usurpers. Ali and his descendents are believed to have been the only proper Muslim leaders, or imams. This matter is covered in much greater detail in the article Succession to Muhammad, and in the article on Shi'a Islam.

A third branch of Islam, the Ibadi, believes that the caliphate rightly belongs to the greatest spiritual leader among Muslims, regardless of his lineage. They are currently an extremely small sect, found mainly in Oman.

Caliph - The authority of the caliph

Who should succeed Muhammad was not the only issue that faced the early Muslims; they also had to clarify the extent of the leader's powers. Muhammad, during his lifetime, was not only the Muslim leader, but the Muslim prophet and the Muslim judge. All law and spiritual practice proceeded from Muhammad. Was his successor to have the same status?

None of the early caliphs claimed to receive divine revelations, as did Muhammad; none of them claimed to be nabi, a prophet. Muhammad's revelations were soon codified and written down as the Qur'an, which was accepted as a supreme authority, limiting what a caliph could legitimately command.

However, there is some evidence that the early caliphs did believe that they had authority to rule in matters not specified in the Qur'an. They believed themselves to be the spiritual and temporal leaders of Islam, and insisted that implicit obedience to the caliph in all things was the hallmark of the good Muslim. The modern scholars Patricia Crone and Martin Hinds, in their book God's Caliph, outline the evidence for an early, expansive view of the caliph's importance and authority. They argue that this view of the caliphate was eventually nullified (in Sunni Islam, at least) by the rising power of the ulema, or Islamic scholars, clerics, and religious specialists. The ulema insisted on their right to determine what was legal and orthodox. The proper Muslim leader, in the ulema's opinion, was the leader who enforced the rulings of the ulema, rather than making rulings of his own. Conflict between caliph and ulema was a recurring theme in early Islamic history, and ended in the victory of the ulema. The caliph was henceforth limited to temporal rule. He would be considered a righteous caliph if he were guided by the ulema. Crone and Hinds argue that Shi'a Muslims, with their expansive view of the powers of the imamate, have preserved some of the beliefs of early Islam. Crone and Hinds' thesis is not accepted by all scholars.

Most Sunni Muslims now believe that the caliph has always been a merely temporal ruler, and that the ulema has always been responsible for adjudicating orthodoxy and Islamic law (shari'a). The first four caliphs are called the Rashidun, the Rightly Guided Caliphs, because they are believe to have followed the Qur'an and the way or sunnah of Muhammad in all things. This formulation itself presumes the Sunni ulema's view of history.

Adapted from the Wikipedia article "Origins of the caliphate", under the G.N U Free Docmentation License. Please also see http://en.wikipedia.org/wiki